Conflicts of Interest
SUNY Policies: http://www.suny.edu/compliance/topics/research/conflictofinterest.cfm
SUNY Conflict of Interest Policy, Document Number 6001
Faculty and staff of the State University of New York (University) are encouraged
to foster an atmosphere of academic freedom by promoting the open and timely exchange
of scholarly knowledge independent of personal interests and are required to avoid
conflicts of interest. Where potential or actual conflicts exist, faculty and staff
are expected to consult with appropriate University officers and abide by University
policy. This policy represents a restatement of existing University policy and pertinent
state and federal law and regulations.
Policy on Conflicts of Interest in Public Health Service Sponsored Programs, Document
This Policy provides for the disclosure, management and reporting of financial conflicts
of interest of investigators who apply for, receive or participate in research sponsored
by the Public Health Service of the U.S. Department of Health and Human Services and
its component agencies, including the National Institutes of Health.
SUNY & Research Foundation Statement on Research Integrity
Adopted by Board Resolution in March of 2013, it is a university-wide statement containing 16 core principles on research integrity. The
SUNY Statement on Research Integrity incorporates best practices advanced by the White
House and around the world, and serves as an important reaffirmation of SUNY’s commitment
to integrity in research.
References to Best Practices & Other Supplemental Material:
NIH/NSF Conflict of Interest - Research Conflict of Interest
National Council of University Research Administrators (NCURA) YouTube training video
This two-minute video provides a clear and concise overview of NIH/NSF Conflict of
The Research Foundation of State University of New York (“RF”) DRAFT Model CAMPUS
POLICY ON INSTITUTIONAL CONFLICTS OF INTEREST IN HUMAN SUBJECTS RESEARCH
This draft model policy was created in 2012 by the RF and is intended for campuses
to use as a guide for their own human subjects Conflict of Interest Policies.
Financial Conflict of Interest Resources
Financial Conflict of Interest webpage, U.S. Department of Health and Human Services,
Office of Extramural Research, National Institutes of Health.
The NIH is committed to preserving the public’s trust that the research supported
by us is conducted without bias and with the highest scientific and ethical standards.
We believe that strengthening the existing regulations on managing financial conflicts
of interest is key to assuring the public that NIH and the institutions we support
are taking a rigorous approach to managing the essential relationships between the
government, federally-funded research institutions, and the private sector.
- 2011 Regulation Revision 'FAQ' (Frequently Asked Questions)
- FROM THE SITE: "The objectivity of research is of paramount importance and the basis
for obtaining and maintaining public trust. To address the increasing complexities
of the financial interests held by biomedical and behavioral researchers and the resulting
interactions among Government, research Institutions, and the private sector, the
Public Health Service (PHS) and the Office of the Secretary of the U.S. Department
of Health and Human Services (HHS) published revised regulations .... [that] establish
new standards and clarify previously established standards to be followed by Institutions
that apply for or receive research funding from PHS Awarding Components, including
the National Institutes of Health (NIH), for grants, cooperative agreements, and research
- "The 2011 revised regulations were written to increase accountability, add transparency,
enhance regulatory compliance and effective Institutional management of Investigators’
financial conflicts of interest, and strengthen NIH’s compliance oversight. The primary
goal is to promote objectivity by establishing standards that provide a reasonable
expectation that the design, conduct, and reporting of research funded under PHS grants,
cooperative agreements and contracts will be free from bias resulting from Investigator
financial conflicts of interest."
The information contained on the SUNY Compliance website is for general campus guidance
only and is not intended, nor can be relied upon, as legal advice or the imposition
on SUNY campuses of specific policies or requirements. The site is intended to be
an informational-only clearinghouse for some of the laws, rules, and regulations that
may impact the State University of New York’s campuses. Additionally, given the rapid,
changing nature of laws, rules and regulations, there may be delays or omissions contained
on this site which therefore cannot be relied upon as complete. For complete compliance
information, consult your campus compliance officials or the SUNY Compliance Administrator. For legal advice, consult your lawyer.